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 Coal Mining Investigation and Mitigation

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 Coal Mining Investigation

Site investigation

Abandoned mine workings frequently occur beneath many urban areas in Britain and other parts of the world. On a site due to be developed it is essential that if abandoned mine workings are suspected, they are accurately located and suitable remediation measures taken to make them safe. A properly procured, supervised and interpreted site investigation should be undertaken to fully characterise the ground conditions.

A site investigation for an important structure(s) requires the exploration and sampling of all strata likely to be significantly affected by the structural loading, that is, to determine the geology and physical properties of the soils and rocks that have an influence on the structures erected, and the long-term stability of the ground.   Where a mineral (e.g. a coal seam) of workable thickness occurs at shallow depth (i.e. within about 30 to 50 m of rockhead), it should be assumed that it has been worked at some time, although this may not have been in a systematic way.  Even if there are no mine plans or records of past workings, the ground investigation should be planned on the assumption that mining has taken place until it is possible to prove otherwise.  In particular, the location of subsurface voids due to mineral extraction is of prime importance in this context.  In other words, an attempt should be made to determine the number and depth of mined horizons, the extraction ratio, the geometry of the layout, and the condition of any old pillar and stall workings.  The sequence and type of roof rocks may provide some clue as to whether void migration has taken place and if so, its possible extent.  Of particular importance is the state of the old workings, careful note should be taken of whether they are open, partially collapsed or collapsed, and the degree of fracturing, joint dilation and bed separation in the roof rocks should be recorded, if possible.  This helps to provide an assessment of past and future collapse that is obviously very important.

Each investigation should be designed to meet the requirements of the construction operations to be carried out.  The first stage of a site investigation involves a desk study and a reconnaissance survey, which are then followed by the necessary field exploration.  The desk study should include a survey of appropriate maps, data, documents, records and literature.  The presence on geological maps of mineral deposits that could have been mined suggests the possibility of past mining unless there is evidence to the contrary, and geological and topographic maps may show evidence of past workings such as old shafts, adits and spoil heaps.  All the geological and topographic maps of the area in question, going back to the first editions, should be examined. The presence of any faults should be noted.  Abandoned mines record offices, when they exist, represent primary sources of information relating to past mining activity such as old mine plans.  Other sources include public record offices, museums, libraries, specialist contractors and consultants, private collections, local interest groups and geological surveys. Unfortunately, however, it is often the case that the extent, age and condition of old abandoned workings are poorly documented or else unknown.  Even when former mine workings have been recorded the plans are often incomplete and inaccurate, therefore it may not be possible to determine their precise locations accurately in all situations.  Furthermore, old abandonment plans rarely show information about the condition of the workings such as whether the mine openings have been stowed to reduce the risk of collapse, or the type of support systems used.  In fact, sometimes in Britain mine plans may be misleading showing shafts and adits in areas where a mineral was not mined.  In yet other cases, old mine plans may show numerous faults that do not exist.  This practice was to avoid the payment of royalties, the faulted mineral being tax-free.  Hence, the prediction of instability problems associated with abandoned mine workings cannot always be aided by old mine plans.

 

Reconnaissance (‘walk over’) survey

The reconnaissance survey involves a walk-over visit of the site to allow familiarization, to find any new evidence of former mining activity and perhaps to confirm any anecdotal and documentary evidence for past mining.  This usually takes place as part of the initial ‘desk study’. Subtle variations in the topography may be observed together with evidence of past land use.  If sufficient information has been gathered at this stage, it may be possible to pass straight into a field investigation involving direct exploration of the ground by drilling.  In other words, the information derived from the desk study and reconnaissance survey hopefully can be used to help plan the field exploration programme.

 

Remote sensing (Earth Observation)

The use of remote sensing (known also as Erath Observation) imagery and aerial photography for the detection of surface features caused by subsidence to a large extent is restricted to rural areas and scale is a critical factor. Landsat imagery, SLAR imagery and high-altitude aerial photography may provide data on fractures and lineaments that could be used to locate zones of potential subsidence. High resolution airborne geophysical surveys involving gamma spectrometry, magnetic and very low frequency electromagnetic sensors are improving the ability to produce maps. These techniques help to map high conductivities that might be related to abandoned mine sites. Laser and radar sensors on airborne platforms are being used to produce high resolution (centimetre to metre) digital terrain models. The Light Detecting And Ranging (LIDAR) system sends a laser pulse from an airborne platform to the ground and measures the speed and intensity of the returning signal. From this, changes in ground elevation can be mapped. Similarly, the Wide-Angle Airborne Laser Ranging System (WA-ALRS) provides a means of measuring land subsidence with millimetre accuracy.  Radar systems use radar rather than lasers to achieve the same end. Satellite radar measurements are becoming increasingly sophisticated, with the potential to measure millimetric movements in urban areas where hard surfaces act as ‘permanent’ reflectors. Synthetic Aperture Radar Interferometry (InSAR), for instance, provides a means of mapping from satellite continuous displacements, over large areas (100 km x 100 km), with a spatial resolution of 10 m and an accuracy of a few centimetres.  Differential interferogram images derived from repeat pass spaceborne InSAR systems afford the possibility of mapping surface deformations of small extent, as well as providing a method of monitoring their development.  A similar satellite technique known as Permanent Scatterer Interferometry (PSInSAR) also uses radar and produces maps showing rates of displacement, accurate to a few millimetres per year, over extensive time periods, currently up to a decade long.  The process provides the millimetric displacement histories for each reflector point across the entire time period analyzed, as calculated at every individual radar scene acquisition. Small incremental ground movements therefore can be detected that might be caused by subsidence.

The resolution necessary for the detection of relatively small subsidence features (1.5 - 3 m across) is provided by aerial photographs with scales between 1:25 000 and 1:10 000.  Colour photographs may be more useful than black and white ones in the detection of past workings since they can reveal subtle changes in vegetation related to subsidence and, if there are differences in thermal emission, then infra-red (false colour) photographs should show these differences.  The detail obtained from aerial photographs should be represented on a site plan at a scale of 1:2500 or larger.

 

Geophysics

There are several types of geophysical instruments which are available to assist in the search for shallow mine workings and mine entries. The types of survey, methodology and interpretation will depend upon several complex factors such as the types of target buried, the geological conditions, the anticipated depth of burial, the age of the burial and the experience and skill of the geoscientist.  Geophysical surveys can be carried out by one person, or a team. They may be non-invasive or invasive and the individual surveys may take hours to weeks to complete.

Geophysical surveys are usually undertaken once reconnaissance geological surveys have been undertaken. The assessment of geological data, maps, and a reconnaissance walk-over survey will be required before the types of techniques are recommended. Typical geophysical surveys usually operate on a linear traverse or a grid with readings taken every 0.1–1.0 m. However, this is determined by the size and dimensions of the buried target, and on the prevailing topography and ground conditions. The use of automated data logging systems, computerised data processing, graphics technology combined with global positioning surveys (GPS) have made it possible for relatively large areas of land to be investigated in a single day. 

It should be emphasised however, that the use of geophysical methods does not preclude the use of other site investigation methods (like drilling trenching), but are complimentary and supportive techniques.  The comparison of a geophysical interpretation with directly obtained geological data is known as 'ground-truthing.'  This methodology enables the geophysical survey results to be extrapolated into areas where little or no ground truth information is available so that more confidence can be placed in the interpretation of the geophysical survey data.

 

Geophysical survey types

Geophysical survey data on its own measures the vertical and lateral variation of the physical properties, such as electrical conductivity, microgravity, magnetic and electromagnetic properties of the geological materials or buried objects at the site (or crime scene) under consideration. These data can only be interpreted in the light of some knowledge of the likely ground conditions, obtained from the conceptual geological model that will give meaning to the data set measured.  In this respect there are two main approaches to carrying out a geophysical survey:

 

·         Measurement of a physical property on a grid basis over the ground surface. Contouring of this data will locate anomalous zones, which may be associated with further investigation of the anomalous areas is required.

·         Measurement of a physical property along a detailed horizontal profile, such that details of the vertical variation of that property are determined. In this case the geophysicist attempts to produce a mathematical model of the geological structure, which will give rise to the measured geophysical data set.  Again, the accuracy of the model is largely dependent on the ground-truth information that is available either from historical sources or from excavations and exploratory inspection pits, or from probes.

 

Geophysical investigations rarely require any contact with the ground surface (ie. they are non-invasive) for their operation. The final objective of the geophysical survey must be clearly specified such that it can be designed and costed appropriately to achieve the required objective.

One of the main advantages of indirect geophysical methods of investigation over intrusive methods is that information is obtained for much larger volumes of ground at lower cost.  This is an important consideration because the probability of finding a small target within a large volume of ground is very low using point-sampling methods (such as drilling). Be that as it may, geophysical methods are not a substitute for direct methods but should be regarded as complimenting them. Because the geophysical data gathered relates to the variation of physical properties of a volume of ground, then the data must be processed and interpreted based upon a conceptual ground model and some ground control data.  Over the past 30 or so years attempts have been made to develop geophysical methods for the location and delineation of abandoned mine workings.  Unfortunately, no one geophysical method has yet been developed that completely resolves all problems of this nature.  A variety of surface traversing techniques are available that provide readings at close station intervals for the location of shallow voids where the lateral dimensions of the void are at least of the same order as the depth of burial. 

Considerable care should be exercised at the planning stage of a geophysical survey for the location of subsurface voids because of the variable nature of the target.  The selection of the most appropriate technique necessitates consideration of four parameters, namely, penetration, resolution, signal to noise ratio and contrast in physical properties.  The size and depth of the workings and the character of any infill control the likelihood of the workings being detected as an anomaly.  With the information obtained from the desk study and the reconnaissance survey, many of the available geophysical methods can be assessed at the selection stage, using a model study, and accepted, or rejected, without any requirement for field trials.  Generally, it is possible to detect a cavity whose depth of burial is less than twice its effective diameter.  However, since the presence of a void is likely to affect the physical properties and drainage pattern of the surrounding rock mass, this can give rise to a larger anomalous zone than that produced by the void alone.

The nature of the environment around a site affects the success of geophysical surveys.  For instance, traffic vibrations adversely affect the results obtained from seismic surveys, as do power lines and electricity cables in the case of electromagnetic and magnetic techniques.  Of particular importance is that there should be sufficient physical property contrast between the void and the surrounding rock mass so that an anomaly can be detected.

The success of geophysical methods in locating old shafts depends on the existence of a sufficient contrast between the physical properties of the shaft and its surroundings to produce an anomaly.  If no contrast exists a shaft cannot be detected.  Moreover, a shaft will frequently remain undetected when the top of the shaft is covered by more than 3 m of fill.  The size, especially the diameter, of a shaft influences whether or not it is likely to be detected.

Common geophysical techniques which may potentially be used as part of a site investigation to locate and characterise shallow, abandoned mine workings and associated voids include the following:

 

·         Seismic refraction: This technique has not been used particularly often in searching for voids at shallow depth created by previous mining since such voids are often too small to be detected by this method because of attenuation of seismic waves in the rock mass.  Furthermore, if the workings are dry, then high attenuation of the energy from the seismic source occurs so that penetration in to the rock mass is poor.  There is little likelihood of a cavity producing a measurable anomaly where it is buried at a depth greater than its diameter.  However, the disturbed zone around an anomaly may increase its effective size.  Voids in coal seams above a competent sandstone sometimes can be detected by localized increase in travel time and decrease in amplitude of the seismic event, provided that the anomalous region is comparable in dimensions with the seismic wavelengths.  For instance, a seismic wave having a dominant frequency of 100 Hz and a velocity of 2000 m s-1 has a wavelength of 20 m.  As a consequence voids less than 20 m in width probably will not be recognized. 

·         Electrical resistivity: Generally, where dry pillar and stall workings occur at a depth greater than 5 m, it is unlikely that resistivity profiling will detect their presence.  In addition, where the depth of a cavity is equal to its diameter, the maximum disturbance in the resistivity profile is only about 10%, in which case, cavities at depths greater than twice their average dimension usually are not recorded.  Electrical resistivity depth sounding can be applied to the location of voids where the width to depth ratio is large.  Mine workings that produce an air-filled layer often can be identified on the sounding curve as an increase in apparent resistivity. A resistivity survey may be successful where there is a significant contrast in electrical resistance between a shaft and its surroundings. Anomalies are detectable if the depth of cover around a shaft is less than its radius and success has generally been achieved where the cover was less than 1 m in thickness. Both sounding and profiling surveys should be undertaken, the latter are used to detect vertical anomalies that could be attributable to shafts. An isoresistivity map can be drawn from the results of profiling and may indicate the presence of a shaft or shafts.

·         Electromagnetic: Electromagnetic methods can be effective in the detection of mine shafts when shafts contain a mixture of materials with highly contrasting conductivities.  .

·         Conductivity: Terrain conductivity meters have several advantages over conventional electrical resistivity equipment when used for locating small, near-surface anomalous features.  For example, in the depth range up to 30 m, terrain conductivity surveys are more effective than resistivity traversing.  Conductivity values are taken at positions set out on a grid pattern and the results can be contoured to indicate the presence of any anomalies.  Penetration into the ground achieved by electromagnetic radiation can be limited by excessive attenuation in ground of high conductivity.  However, problems with detecting an extremely small secondary field in the presence of a strong primary signal can be overcome by the use of pulsed radiation.

·         Ground penetrating radar: Ground probing radar is capable of detecting small subsurface cavities, especially for surveys in urban areas.  The method is based upon the transmission of pulsed electromagnetic waves, the travel time of the waves reflected from subsurface interfaces being recorded as they arrive at the surface so allowing the depth to an interface to be obtained.  The high frequency of the system provides high resolution and characteristic arcuate traces are produced by air filled voids.  Depths to voids can be determined from the two-way travel times of reflected events if velocity values can be assigned to the strata above the void.  The conductivity of the ground imposes the greatest limitation on the use of radar probing in site investigation.  In other words, the depth to which radar energy can penetrate depends upon the effective conductivity of the strata being probed.  This, in turn, is governed chiefly by the water content and its salinity.  Furthermore, the value of effective conductivity is a function of temperature and density, as well as the frequency of the electromagnetic waves being propogated.  The least penetration occurs in saturated clayey materials or when the pore water is saline.  Useful data can be obtained from sites where clayey topsoil is more or less absent because wet clay and silt, in particular, cause great attenuation of electromagnetic energy frequently giving penetration depths of less than one metre.  On the other hand, the technique appears to be reasonably successful in sandy soils and rocks in which the pore water is non-saline.  The penetration of radar energy can be increased by using a lower frequency but unfortunately this reduces its resolution, which means that subsurface anomalies have to be correspondingly larger if they are to be detected.

·         Microwave: The microwave methods has been used as a means of locating  subsurface voids.  There are two microwave techniques, namely, the pulsed type and the continuous wave type.  In each technique an electromagnetic wave is sent through the rock material under investigation.  The wave is partly reflected back to the surface by any interface with different electrical properties, and the amplitude of the reflected wave is recorded.  It would appear that the continuous wave microwave technique is the more successful.

·         Magnetic: Generally speaking, voids in shallow abandoned mine workings are too small and located at depths too great to be detected by normal magnetic or gravity surveys.  However, the fluxgate magnetic field gradiometer permits surveys of shallow depths to be carried out.  It provides a continuous recording of lateral variations in the vertical gradient of the Earth's magnetic field rather than giving the total field strength.  The gradiometer tends to give better definition of shallow anomalies by automatically removing the regional magnetic gradient.  Quantitative analysis of the depth, size and shape of an anomaly generally can be made more readily for near-surface features, using the gradiometer, than from total field measurements, obtained with a proton-magnetometer.  The sensor of a gradiometer is small (0.5 m or 1 m) in order to record features within two to three metres of the ground surface.  On the other hand, a proton-magnetometer can more easily detect larger and deeper features, and yields results that are more suitable for contouring.  Magnetic surveys, especially those using the proton-magnetometer and, more recently, the fluxgate magnetic field gradiometer, have had some success in locating old mine shafts.  Abandoned mine shafts may be detected where a shaft is lined by bricks or iron tubbing, bricks containing a certain amount of iron. Similarly, if any shaft filling contains metallic objects such as rails or boggies, then they may be detected by a magnetic survey. An isomagnetic contour map is produced from the results.

·         Microgravity: Microgravity meters, accurate to 2 mgal (1 mgal = 10 g.u. i.e. gravity units), may be successful when the voids have a significant lateral extent, as in some pillared workings.  A series of traverses can be used to map the lateral extent of such features but there are still size/depth constraints and an inherent ambiguity in the interpretation of results.  An open shaft offers a gravity contrast but unfortunately most old shafts are too small to produce a difference in density that is sufficient to yield a gravity anomaly.  The maximum depth at which an open shaft can be located by a gravity survey is about 1.5 times the diameter of the shaft.  If the shaft has been backfilled the depth is less.  The production of a gravity contour map hopefully allows any anomalies to be recognized.

·         Cross hole seismic tomography Seismic tomography uses two or more drillholes, and possibly the ground surface, for the location of sources and detectors, the object being to derive one or more two-dimensional images.  In this way it utilizes a multitude of wave paths to enable the location, shape and velocity contrast relating to an anomaly, such as a void, between drillholes to be delineated. The quality of the results obtained is a function of the nature of the ground, in particular the physical property contrasts, the number of drillhole pairs, the distances apart of the drillholes and their location in relation to the target. In seismic tomographic surveys, the wavelength of the seismic event needs to be less than the average dimensions of the target. Seismic surveys generally are not used to locate old mine shafts.  However, crosshole seismic testing, which involves sending both compressional and shear waves between drillholes, can be used to detect shafts (see above). Crosshole techniques can be used when the depth of burial of a void is more than two or three times the diameter of the void.  Generally, the source and receiver are at the same level in the two drillholes and are moved up and down together.  Drillholes must be spaced closely enough to achieve the required resolution of detail.  The method can be used to detect subsurface cavities if the cavity is directly in line between two drillholes and has at least one tenth of the drillhole separation as its smallest dimension.  Air filled cavities are detectable more readily than those filled with water.

·         Electrical resistance tomography: Electrical resistance tomography is a relatively new geophysical imaging technique that uses a number of electrodes in drillholes, and sometimes at the ground surface, to image the resistivity of the subsurface.  Electromagnetic techniques also have been used to produce tomographic imagery. Drillhole radar tomography has been used to assess foundation conditions in which voids occurred and concluded that crosshole methods are probably the best tools available at present to provide the detailed information for good foundation design.

 

Drilling

The location of old workings generally has been done by exploratory drilling, the locations of drillholes being influenced by data obtained from the desk study and/or the data gathered by indirect methods.  However, it must be admitted that although frequently successful in locating the presence of old mine workings, exploratory drilling is not necessarily able to establish their layout.  Nevertheless, when the results from drilling are combined with a study of old mine plans, if they exist, then it should be possible to obtain a better understanding of methods of working, sizes of voids, and directions of roadways and galleries.

Rotary drilling to prove the existence of old mine workings usually is done by open holes, which allow relatively quick probe drilling.  Rotary percussion drilling with a cruciform bit may be used.  The drillholes should be taken to a depth where any voids present are not likely to influence the performance of the structures to be erected.  For sites where there is little data available drillholes should be sunk to a depth of 60 m, especially if substantial structures such as multi-storey buildings are to be erected. If a grid pattern of drillholes is used some irregularity should be introduced into the pattern to avoid holes coinciding with pillar positions. The presence of old voids is indicated by the free-fall of the drill string, the loss of flush, the presence of ferruginous or ochrous water, or wood remains in the drill returns (from roof supports and pit props).

One of the principal objectives of investigations of abandoned mine workings is to determine their extent and condition.  Accordingly, core material may need to be obtained.  In addition, the stratigraphic sequence should be established by taking cores in at least three drillholes.  Double barrel sampling tubes with inner plastic liners can be used to obtain core, which then can be photographed and logged, and the rock quality designation (RQD) or fracture spacing index recorded.  Drilling penetration rates, water flush returns and in situ permeability tests may be used to assess the degree of fracturing.  The degree of fracturing is important in that it tends to increase as old workings are approached.  Determination of groundwater conditions is necessary, especially where a grouting programme is required to treat the workings. 

 

Trenching and trial pitting

Excavation of superficial deposits, soils and made ground using mechanical excavator may prove an effective method for locating mine entries. Although, these methods may only be suitable where the depth to bedrock is less than about 3 to 4 metres. As this may be a hazardous task, necessary safety precautions should be taken.  When a possible position of a shaft has been determined, a mechanical boom-type digger can be used to reveal its presence.  The excavator is anchored outside the search area, and harness and lifelines should be used by the operatives.  A series of parallel trenches are dug at intervals reflecting the possible diameter of the shaft.  If excavation to greater depth than can be achieved by an excavator is required, resort may be made to a dragline.  Again the dragline should be anchored safely outside the search area. Drilling rigs should be cited on a drilling platform that extends well beyond the zone-of-influence of the shaft. Consideration therefore needs to be given to the cratering of superficial deposits in the vent of collapse induced by drilling.

 

Mapping of mine workings

Detailed mapping of galleries is best made by driving a heading from an outcrop if this is close at hand or by sinking a shaft to the level of the mineral deposit to obtain access to the workings.  Sometimes access can be gained via old shafts.  Radial holes may be drilled from a shaft to establish the dimensions of pillars and stalls.  As old workings may prove dangerous, exploration should be undertaken with the advice and aid of experts.

Below surface workings may be examined by using drillhole cameras or closed circuit television, information being recorded photographically, or on videotape, and used to assess the geometry of voids and, possibly, the percentage extraction.  However, their use in flooded old workings has not proved very satisfactory.  Occasionally, smoke tests or dyes have been used to aid the exploration of subsurface cavities.

It is possible to study the interior of large abandoned mine workings that are flooded by using a rotating ultrasonic scanner.  The ultrasonic survey can be carried out within the void, the probe being lowered down a drillhole to mine level.  Horizontal scans are made at 1 m intervals over the height of the old workings and then tilting scans at 15° intervals are taken from vertical to horizontal.  The echoes received during the horizontal scan are processed by computer to provide a plan view of the mine.  Vertical sections are produced from the vertical scan.  Hence, it is possible to determine the positions of pillars and the extent of the workings.

 

Thematic maps

In recent years thematic maps have been produced in Britain of both urban and rural areas with a view to benefiting planners and civil engineers concerned about ground stability and associated land use.  Early thematic maps produced by the British Geological Survey depicted areas of undermining assumed to be within 30 m of the surface on the one hand and at depths exceeding 30 m below the surface on the other.  This 30 m depth is based on limited information and therefore is subject to interpretation.  It assumes that bulking factors of 10 to 20% will affect the strata involved in void migration.  Initially, known and suspected mining areas were not differentiated on these maps.  However, only areas of mining shown on mine plans were represented on the map of the Glasgow district and no areas of suspected mining were shown.  No attempt was made to infer the extent of working beyond the limits defined by mine plans other than to plot relevant drillhole data.  The recognition of single and multiple seam working led to the requirement that areas of shallow working (i.e. less than 30 m below rockhead) should be identified in terms of seams worked.  Separate maps were prepared illustrating areas of total known mining; current mining; known mining within 30 m of rockhead together with the locations of shafts and drillholes encountering old shallow workings; and mining for minerals other than coal and ironstone.  In Fife, known and inferred old shallow mining were differentiated on the same map.  Each modification has reflected an attempt to clarify the presentation of known and inferred past mining.  An indication of the area in which old mine workings might be expected can be obtained by plotting all drillholes that encounter spoil outside areas of workings known from abandonment plans.  In areas where mineral outcrops are reasonably well known, areas of suspected workings can be mapped as a separate category, although it then is necessary to assume that all workable beds have been exploited, at least in the near surface area.

In an assessment of the degree of risk due to subsidence incidents associated with abandoned mine workings in South Wales, found that of the 388 events recorded, 64% occurred in open land and so posed no threat to person or property.  21% cent had occurred when people were nearby or property threatened.  The remainder caused damage to highways, buildings or other property and only one of these events resulted in minor injuries.  In the context of the South Wales Coalfield this represents a low level of hazard.  Assuming that a typical incident affects an area of 5 m2, then the probability of collapse occurring on any 25 m2 plot is of the order of 10-7 per year.  Even if the number of subsidence incidents that have remained undiscovered increased the above total figure by a factor of 3, then the overall risk would still be low.  It has been noted that over 90% of the incidents occurred within 100 m of the outcrop of the seam concerned.  The maps make contributions towards regional planning policies by taking account of a possible development constraint at an early stage and offer an early warning on the likely scale of ground investigation required at specific sites. However, it must be borne in mind that thematic maps that attempt to portray the degree of risk of a hazard event represent generalized interpretations of the data available at the time of compilation.  Therefore, they cannot be interpreted too literally and areas outlined as ‘undermined’ should not automatically be subject to planning blight.  Obviously, there is a tendency to assume that the limits of old mine workings represented on a map indicate the full extent of the workings but the interpretation of their location is based on scanty information and includes assumptions, some of which may be unfounded.  It should be recognized that engineering problems in areas of past mining only occur if buildings are not properly planned, designed and constructed with reference to the state of undermining.  Also, zoning based entirely upon depth of cover above workings cannot be relied on completely, since occasionally subsidences have occurred in zones labelled ‘safe’.

Thematic geological maps of past mining areas therefore have their limitations due to factors such as scale of presentation, reliability and availability of data.  They are transitory and require amendment as new data becomes available.  These maps must not be used as a substitute for site investigation.

 

Hazard zoning

A hazard involves a degree of risk, the elements at risk being life, property, possessions and the environment. Risk involves quantification of the probability that a hazard will be harmful and the tolerable degree of risk depends upon what is being risked, life being much more important than property. The frequency of a particular hazard event can be regarded as the number of events of a given magnitude in a particular period of time at a certain location.  The risk to society can be regarded as the magnitude of a hazard multiplied by the probability of its occurrence. Risk, as mentioned, should take account of the magnitude of the hazard and the probability of its occurrence. Risk arises out of uncertainty due to insufficient information being available about a hazard and to incomplete understanding of the mechanisms involved. The uncertainties prevent accurate predictions of hazard occurrence. Risk analysis involves identifying the degree of risk, then estimating and evaluating it.

Assessments of mining hazards usually have been on a site basis, regional assessments being much less common.  Nonetheless, regional assessments can offer planners an overview of the problems involved and can help them avoid imposing unnecessarily rigorous conditions in areas where they really are not warranted.

Any spacial aspect of a particular hazard can be mapped providing there is sufficient information on its distribution. Hence, when hazard assessment is made of an area, the results can be expressed in the form of hazard maps. An ideal hazard map should provide information relating to the spacial and temporal probabilities of the hazard mapped. However, hazard maps, like other maps, do have disadvantages. For instance, they are highly generalized and represent a static view of reality. They therefore need to be updated periodically as new data becomes available. Hazard maps of areas where old mine workings are present ideally should represent a source of clear and useful information for planners and developers.  In this respect, they should realistically present the degree of risk (i.e. the probability of the occurrence of a hazard event).  Descriptive terms such as high, medium and low risk must be defined, and there are social and economic dangers in overstating the degree of risk in the terms used to describe it.  Ideally, numerical values should be assigned to the degree of risk.  However, this is by no means an easy matter for numerical values can only be derived from a comprehensive record of events, which unfortunately in the case of abandoned mine workings is available only infrequently.  Furthermore, many events in the past may not have been recorded, which throws into question the reliability of any statistical analysis of data.  Indeed, subsidence is affected by so many mining and geological variables that many regard it as, to all intents and purposes, a random process. In addition, the matter of risk assessment is complicated further in terms of its tolerance, for example, people are less tolerant in relation to loss of life than to loss of property.  Hence, the likelihood of an event causing loss of life would be assigned a higher value than loss of property (e.g. the probability of a 1 in 100 loss of life would presumably be regarded as very risky whilst very risky in terms of loss of property may be accepted as 1 in 10).  Nonetheless, if planners can be provided with some form of numerical assessment of the degree of risk, then they are better able to make sensible financial decisions and to provide more effective solutions to problems arising. 

For example, an attempt at hazard zoning in an area of old mine workings was made at a site in Airdrie, Scotland, underlain by shallow abandoned mine workings, it  was able to propose safe and unsafe zones. In the safe zones the cover rock was regarded as thick enough to preclude subsidence hazards (about 10 m of rock or 15 m of till was regarded as sufficient to ensure that crown holes did not appear at the surface) and normal foundations could be used for the two-storey dwellings that were to be erected.  On the boundaries between the safe and unsafe zones, the dwellings were constructed with reinforced foundations, or rafts, as an added precaution against unforeseen problems.  Development was prohibited in zones designated unsafe.   In effect, a thematic mining information plan of the site to facilitate its development. 

 

Geochemical techniques

Geochemical exploration depends on identifying chemical changes such as changes in mineral content or in the chemical character of the moisture content in the soil associated with old mine workings.  In addition, gases such as carbon dioxide, carbon monoxide, methane, hydrogen sulphide or stythe (nitrogen enriched air) may accumulate in open or partially filled shafts.  Indeed, the most effective geochemical method yet used in the location of abandoned coal mine shafts is that of methane detection.  Methane, being a light gas, may escape from old shafts and methane detectors can record concentrations as low as 1 ppm.  Anomalies associated with old coal mine shafts generally have ranged between 10 and 100 ppm.  The detector is carried over the site near the ground and should not be used on a windy day.  A contour map showing methane concentration is produced.

 

Mine gases

 

Mine gas emission may accompany subsidence. The principal gas associated with working coal mines is methane. During mining operations, methane is liberated into the mine ventilation system and vented to atmosphere. In addition, methane drainage above longwall panels by inclined underground boreholes is common practice at working mines. However, not all the methane is removed by these processes and unknown but probably substantial volumes accumulate and are stored in goaf areas and in fractured rock. During periods of low barometric pressure, this gas can migrate out into the mine roadways causing problems and potentially dangerous situations.

In abandoned mine workings where there is no longer any active ventilation, ‘blackdamp’ or ‘stythe gas’ - oxygen-depleted mine air, mainly CO2 and nitrogen - may accumulate in addition to methane. ‘Stinkdamp’ - a mixture of carbon monoxide and hydrogen sulphide, both of which are poisonous even at very low concentrations - is occasionally encountered in old workings. Radon may also occur, particularly in the vicinity of fault zones.

Since 1945, there have been over 70 recorded incidents of gas emission at the surface from abandoned mine workings. Over two-thirds of these were of methane, the remainder mainly blackdamp . To date, these emissions have been at locations on exposed coalfield areas, and in some instances appear to be related to the presence of solid sandstone at the surface. Joints and fractures, probably enhanced by mining subsidence, probably act as gas migration pathways.

The gas may travel laterally before reaching the surface; an emission may not be directly adjacent to a shaft. By contrast, argillaceous or drift covered areas seem to be at a lower risk. The emissions were often associated with sudden falls in barometric pressure, although minewater rebound due to general cessation of pumping is seen to be a regional driving mechanism.

Mine gas flow pathways to the surface are likely to be controlled by:

 


 

·         Mine shafts or other mine entries with no or ineffective seals.

·         Exploration boreholes or wells with no or ineffective seals.

·         Joints and fractures, natural and/or mining-induced.

·         Structural geological situations.

·         Minewater rebound following cessation of pumping.


 

 

As methane is less dense than air it will tend to migrate naturally to zones of higher elevation within reservoirs of old workings or fractured rock. Blackdamp, on the other hand, will tend to accumulate in the basal zones. This may well result in emissions of methane occurring before blackdamp at any given locality.

The hazards associated with mine gas emissions are well known.  Methane is a flammable gas, explosive in air in the concentration range 5 to 15%. Blackdamp may accumulate in cellars and basements and can cause death by suffocation. In the future it may be that, in certain favourable geological conditions, the methane driven ahead of rising minewater may be exploited as an energy resource, e.g. to fuel a small-scale power generation plant. Such a scheme would need careful planning and management to (a) identify a suitable location, and (b) control the rate of minewater rebound by strategic pumping from existing pumping stations. Methane is a more potent greenhouse gas than carbon dioxide. For example, on a weight-per-weight basis, methane has 21 times the global warming effect of carbon dioxide when calculated over a 100 year period and 63 times when calculated over 20 years.  

 

Thermal

Mine entries and shallow abandoned mine workings may be detected by the use of thermal imagery depending upon the geological conditions. This technique may also be deployed where underground coal fires and spontaneous combustion takes place in abandoned workings.

 

 

 Coal Mining Mitigation and Remediation

The contemporaneous nature of subsidence associated with longwall mining sometimes affords the opportunity to planners to phase long-term surface development in relation to the cessation of subsidence. However, the relationship between future programming of surface development and that of subsurface working may be difficult to coordinate because of the differences that may arise between the programmed intention and the performance achieved. Usually, the relationship between the two programmes cannot be established closely for more than a few months ahead.

Where a site that is proposed for development is underlain by shallow old mine workings there are a number of ways in which the problem can be dealt with.  However, any decision regarding the most appropriate method should be based upon an investigation that has evaluated the site conditions carefully and examined the economic implications of the alternatives.  One of the most difficult assessments to make is related to the possible effects of progressive deterioration of the workings and associated potential subsidence risk. The placement of any new structure must be carefully considered to ensure that the ground is not adversely affected by the additional load and/or that the ground is sufficiently stabilized that it will not suffer distress during the anticipated life of the structure.

 

Precautionary measures

Damage attributable to longwall mining subsi­dence can be controlled and influenced by precau­tionary measures incorporated into new structures in mining areas, by preventative works applied to existing structures, and by mine design involving special underground layouts or any combination thereof Several factors have to be considered when designing buildings for areas of active mining. Firstly, where high ground strains are anticipated, the cost of providing effective rigid foundations may be prohibitive.  Secondly, experi­ence suggests that buildings with deep foundations, on which thrust can be exerted, suffer more damage than those in which the foundations are more or less isolated from the ground.  Thirdly, because of the relationship between ground strain and size of structure, very long buildings should be avoided un­less their long axes can be orientated normal to the direction of principal ground strain.  Lastly, although tall buildings may be more susceptible to tilt rather than to the effects of horizontal ground strain, tilt can be corrected by using jacking devices. Another important aspect, as far as planning and development at the surface are concerned, is that this type of subsidence is predictable. 

 

Flexible structures

The most common method of mitigating subsidence damage is by the introduction of flexibility into a structure. In flexible design, structural elements deflect according to the subsidence profile.  The foundation therefore remains in contact with the ground as subsidence proceeds.  One of the most notable examples of a flexible form of construction in Britain is the CLASP (Consortium of Local Authorities Special Programme) system, which incorporates a structural framework that is flexible enough to accommodate differential subsidence by being able to deflect sufficiently to ride the approaching subsidence wave without cantilevering over it. In other words, the building is constructed on a jointed floor slab, with a superstructure of lightweight steel, jointed with pins and braced with a spring loaded system. The joints preferably should be located between the stanchions.  In addition, the slab is reinforced to accommodate strains as the ground moves beneath it and is laid on a compacted bed of sand some 250 mm in thickness. A mem­brane separates the sand and slab to reduce friction between them.  The frame is clad so that movement can occur without distortion and special attention is paid to the flexibility of window openings, stairs and services.   If a large building is required, it is desirable to separate it into small units and to provide a gap of at least 50 mm between each pair of units, the space extending to foundation level.

Flexibility also can be achieved by using specially designed rafts.  Raft foundations should be as shallow as possible, preferably above ground, so that compressive strains can take place beneath them instead of transmitting direct compressive forces to their edges.  They should be constructed on a membrane so that they will slide as ground movements occur beneath them.  For instance, reinforced concrete rafts, laid on granular material reduce friction between the ground and the structure.  Where relatively small buildings (up to about 30 m in length) are concerned, they can be erected on a sandwich raft foundation. Cellular rafts have been used for multi-storey buildings.

 

Piled foundations

The use of piled foundations in areas of mining subsidence presents its own problems. The lateral and vertical components of ground movement that occur as mining progresses mean that the pile caps tend to move in a spiral fashion, and that each cap moves at a rate and in a different direction according to its position relative to the mining subsidence. Such dif­ferential movements and rotations would normally be transmitted to the structure with a corresponding readjustment of the loadings on the pile cap. In order to minimize the disturbing influence of these rota­tional and differential movements it often is nec­essary to allow the structure to move independently of the piles by the provision of a pin joint or roller bearing at the top of each pile cap. It may be nec­essary to include some provision for jacking the superstructures where severe dislevelment is likely to occur.

Reinforced bored pile foundations also have been resorted to in areas of abandoned mine workings.  In such instances the piles bear on a competent stratum beneath the workings.  They also should be sleeved so that concrete is not lost into voids, and to avoid the development of negative skin friction if overlying strata collapse.  Some authorities, however, have suggested that piling through old mine workings seems inadvisable because, firstly, their emplacement may precipitate collapse and, secondly, subsequent collapse at seam level could possibly lead to piles being either buckled or sheared.  There also may be a problem with lateral stability of piles passing through collapsed zones above mine workings or through large remnant voids.

 

Existing structures

Preventative techniques frequently can be used to reduce the effects of movements on existing struc­tures. An engineering procedure has been developed to predict the potential damage to houses due to critical curvature and strain associated with longwall mining.  Again, one of the principal objects is to intro­duce greater flexibility. In the case of buildings long­er than 18 m, damage can be reduced by cutting them into smaller, structurally independent units. The space produced should be large enough to accommodate deflection. In particular, such items as chimneys, lift shafts, machine beds, etc, can be made independent of the other, generally lighter, parts of a building and separated from the main structure by joints through foundations, walls, roof and floor that allow freedom of movement. Extensions and outbuildings similarly should be separated from the main structure by such joints.

 

Excavations and trenches

The excavation of trenches around buildings sub­jected to compressive ground strains has reduced the damaging effects of ground movement signifi­cantly. The trench is about one metre from the perimeter wall of a structure and extends down to foundation level, which effectively breaks the con­tinuity of the surface and hence the foundations are isolated from side-thrust. The trenches are back­filled with compressible material and covered with concrete slabs.

 

Strapping and bolting

Buildings that are weak in tensile strength can be afforded support by strapping or tie bolting to­gether where they are likely to undergo extension. However, some distortion can occur at the points where the ties are fixed. 

 

Mine planning

The most obvious measure is to locate the proposed structure on sound ground away from old workings or over workings proved to be stable.  It is not generally sufficient to locate immediately outside the area undermined as the area-of-influence should be considered.  In such cases the angle-of-influence usually is taken as 25°, in other words the area-of-influence is defined by projecting an angle of 25° to the vertical from the periphery and depth of the workings to the ground surface. For example, following a site investigation for a hotel near Newcastle upon Tyne, England, it was found that part of the site was underlain by old pillar and stall workings, and that coal would be extracted from beneath the site by longwall mining within the next five years. It was recommended that the hotel complex should be re-located and the design of the building altered. Such re-location, of course, is not always possible.  Alternatively, it may be possible to redesign the layout of a site.  For example, at a site in Edinburgh, Scotland, where the proposed layout of buildings was changed to accommodate subsurface workings revealed by the subsurface investigation. 

Damage to surface buildings and structures can be reduced by adopting a specially planned layout of underground workings that takes account of the fact that surface damage to structures is caused primarily by ground strains. Thus, to minimize the risk of damage un­derground extraction must be planned so that sur­face strain is reduced or eliminated. Harmonious mining, as used in parts of Europe, in­volves mining three or more seams simultaneously but with careful selection of mining dimensions and rates of advance so that the area in the centre of the subsidence basin undergoes uniform vertical subsidence, and the resultant strains from each panel tend to cancel each other out.   In Britain, however, mining conditions seldom lent them­selves to simultaneous extraction and the stepped-face layout was used. This method al­lows for the effects of travelling movements that accompany an advancing face, as well as trans­verse movements.  The degree of cancellation is gov­erned by the distance between the two faces and if the distance is equivalent to 0.45R (R = the radius of the area of influence about a surface point), then the tension from the leading face generally will not develop beyond 50% of its maximum.  Unfortunately, it is seldom possible to arrange the direction and location of underground workings to suit the need to minimize surface movement in the neighbourhood of a particular surface structure.

 

Support pillars

Pillars of coal can be left in place to protect surface structures above them, as was the case beneath Selby Abbey in North Yorkshire, England. The size of the pillars can be determined by the hori­zontal distance from a surface structure at which the advancing face must stop so that the total strain at the surface is less than the allowable values.  In panel and pillar mining, pillars are left between relatively long but narrow panels.  Adjacent panels are designed with a pillar of sufficient width in between so that the interaction of the ground movements results in flat subsidence profiles at the surface with low ground strains.  The resultant surface subsidence ranges from 3 to 20% of the thickness of the seam.  Subsidence, however, increases with depth of mining due to the greater loading carried by the pillars.  Hence, pillar widths have to be increased with increasing depth. 

 

Shortwall

Narrow shortwall (e.g. panels 40 m wide with intervening pillars about 50 m wide) or single entry panel methods of extraction can be used that are narrow enough to allow strata to bridge the goaf, so resulting in little collapse and therefore reduced ground movement at the surface.

 

Lowering the width-to-depth ratio

Subsidence of the ground surface can be reduced by lowering the width to depth extraction ratio.  This was practised beneath the town of Mansfield, England, in the 1980s, where longwall panels were lessened by at least 50% to reduce the expected subsidence when working in the vicinity of the Sheepbridge Land Fault, which outcropped in a suburban area to the south of Mansfield.

 

Packing the goaf (stowing)

Maximum subsidence can be reduced by packing the goaf.  The method is influenced by the partic­ular packing method used. This subsi­dence factor, because it varies with method, needs to be determined from actual observations of in­dividual cases in each mining district.  Variations also are due to different overburden pressures at different depths, different types of packing materials, and the differ­ences in the quality and speed of pack construction. Pneumatic stowing in British coalfields reduced subsidence by up to 50%.  Stowing behind longwall faces in British coalfields showed that the width-depth ratio usually should exceed 0.6 for stowing to achieve a significant reduction of surface subsidence. Subsidence investigations were conducted in the USA over three superimposed longwall panels and in the Kamptee Coalfield in central India that were hydraulically filled with sand after the coal was extracted.  It was found that the maximum subsidence over the panels was 8.75, 9.0 and 2.7% of the extracted thickness.  The potential for controlling longwall subsidence in south west Pennsylvania was carried out by pneumatically back stowing colliery waste into the mined out area by scheduling the process as part of the mining operation.

 

Highway (road) design

The most common types of subsidence damage to highways are undulations, distortions and cracking of the carriageway caused by compressive and tensile stresses in the subgrade.  It is necessary to consider the anticipated effects of subsidence during and after construction of a highway at the design stage, and to make final assessment during construction. In areas of current mining, the mine operators will be able to provide plans of their workings and data concerning future workings.  Predictions may be able to be made from the data received regarding the area affected or to be affected the amount of subsidence likely to occur and the resulting ground strains.  Hence, an assessment of the compatibility of the mining proposals, in particular, with the design specification for a route should be able to be made.  In some instances it may be necessary to obtain agreement for a modification or restriction of mining in order to avoid damaging ground movements.  Also, close liaison with mine operators may indicate that re-phasing mine working or changes in mine layout can minimize or eliminate subsidence damage.  Faults and dykes in mining areas can concentrate the effects mining subsidence giving rise to surface cracking or the development of steps, which can lead to severe surface disruption of a highway.  A rigid form of road pavement is not recommended for high-speed roads in areas where mining subsidence has occurred or may occur, the pavement preferably being of the flexible type with bituminous base and surfacing.

 

Reinforced earth and geogrids

Reinforced earth is a composite material consisting of soil in which occur reinforcing elements that generally consist of strips of galvanized steel or plastic geogrids.  It also is necessary to provide some form of barrier to contain the soil at the edge of a reinforced earth structure.   This facing can be either flexible or stiff but it must be strong enough to retain the soil and to allow the reinforcement to be fixed to it. Reinforced earth structures frequently are used to carry roads. As reinforced earth is flexible and the structural components are built at the same time as backfill is placed, it is particularly suited for use in areas where differential subsidence may occur during or soon after construction.

 

Bearings and expansion joints on bridges

Subsidence movements can cause relative displacements in all directions and so subject a bridge to tensile and compressive stresses.  Although a bridge can have a rigid design to resist such ground movements, it usually is more economic to articulate it thereby reducing the effects of subsidence. Bearings and expansion joints must be designed to accommodate the movements.  In the case of multi-span bridges, the piers should be hinged at the top and bottom to allow for tilting or change in length, rocker bearings being incorporated at each pier.  Jacking sockets can be used to maintain the level of the deck.

 

Flexible joints

Flexible joints can be inserted into pipelines to combat the effects of subsidence.  Thick walled plastics that are more able to withstand ground movements have been used for service pipes.  Where pipes already are laid they can be exposed and flexible joints inserted or be freed from contact with the surrounding ground.  The latter reduces the ground strains transmitted to the pipeline.  The pipe trench can be backfilled with, for example, pea gravel so that the friction between the pipe and the surrounding soil is lowered.  If failure is likely to cause severe problems, then services can be relocated or duplicated.

 

Pumping stations

One of the consequences of subsidence due to mining, especially longwall working of coal in low-lying areas alongside rivers, is flooding.  In the USA ponding phenomena along a number of streams caused by longwall mining subsidence was investigated.  It was found that two important factors were the change in stream gradient and the angle of stream flow.  The data collected, together with subsidence data, was used to model the formation characteristics of stream ponding and accumulated water volume.  One of the most notable regions where coal mining has taken place is the Ruhr Basin in Germany, where the maximum subsidence recorded is 24 m.  By the end of the nineteenth century subsidence had caused the reversal of natural drainage in extensive areas, and this gave rise to problems with sanitation and associated outbreaks of typhus and cholera. In fact, flooding was characteristic of this area before mining of coal began and consequently has been exacerbated by subsidence, giving rise to a situation where much of the River Emscher area is now a ‘polderland’ . Accordingly, areas now have to be drained by a large number of pumping stations to protect them from flooding. Similar conditions exist in the eastern lowlands of the River Lippe so that a belt affected by subsidence also extends from the Rhine along the northern Ruhr district to Hamm. By 1989 the ‘polderland’ along the River Emscher totalled approximately 340 km2, while along the River Lippe there were around 243 km2 of ‘polderland’. The development of subsidence basins that extent below the water table lead to surface areas being inundated, resulting in the formation of ponds and lakes. In densely populated areas these can have amenity value in that they can be developed for recreational purposes and as nature reserves.  On the other hand, the development of such lakes may mean that roads and railways have to be re-routed, that existing buildings have to be protected and that agriculture is adversely affected.  Some lakes in the above mentioned areas have been filled and rivers have had to be realigned and channelled.

 

Bulk excavation

If old mine workings are at very shallow depth, then it might be feasible, by means of bulk excavation, to found on the strata beneath.  This is an economic solution, at depths of up to 7 m or on sloping sites and is well suited to areas that were worked by means of bell pits. Such ex­cavations may be carried out rapidly if the over­burden consists of clays, shales or fragmented and weathered rocks. For example, apartment blocks in Leeds, England, were founded below old workings in the Beeston seam, with 21 740 tonnes of coal being opencasted, which proved a profitable enterprise.

 

Rafts

Where the allowable bearing capacity of the foundation materials has been reduced by mining, it may be possible to use a raft.  Rafts can consist of massive concrete slabs, stiff slabs and beam or cellular rafts. The latter are suitable for the provision of jacking sockets in the upstand beams to permit the columns or walls to be relevelled if subsidence distorts the raft.  A raft can span weaker and more deformable zones in the foundation, thus spreading the weight of a building well outside the limits of the building.  However, rafts are expensive and therefore tend to be used where no alternative exists.  For low buildings, that is, up to four storeys in height, it occasionally is possible to use an external reinforced ring beam with a central lightly reinforced raft as a practical and more economic foundation.

 

Grouting

Where old mine workings are believed to pose an unacceptable hazard to development and it is impractical to use adequate measures in design or to found below their level, then the ground itself can be treated.  Such treatment involves filling the voids in order to prevent void migration and pillar collapse.  In exceptional cases where, for example, the mine workings are readily accessible, barriers can be constructed underground and the workings filled hydraulically with sand, crushed rock, pulverized fuel ash (PFA), fluidized-bed combustion ash (FBC), coarse colliery discard; or pneumatically with some suitable material.  Hydraulic stowing also may take place from the surface via drillholes of sufficient diameter.  Some abandoned pillar and stall workings beneath Hanna, Wyoming, were stabilised by hydraulic backfilling with sand. Because many power stations in India are located on or near coalfields, then ash could be used to backfill mines.  Gravity or pneumatic stowing where a compressed jet of air is used to maintain the suspension of sand often are considered where large subsurface voids have to be filled.  The Bureau of Mines in the United States pioneered pumped slurry injection.  This involves drilling slurry injection wells into the mine workings.  The injected slurry acts initially as a passive support and begins to take on load with continuing deformation of the roof and/or pillars.  Slurry can be pumped into wet and dry mines but the technique appears to be more successful when the mine is flooded.  Pumped slurry injection and hydraulic backfilling can be used to stabilize relatively large areas, that is, areas larger than 1 ha.  If the fill material, once drained, is likely to suffer adversely from any inflow of groundwater, for instance, if it may become liquefied and flow from the treated area or if fines may be washed out so causing consolidation of the fill, then it may be necessary to prevent this by constructing barriers around the area to be treated. 

Grouting may be undertaken to stabilize old mine workings beneath projected future surface structures.  It is carried out by drilling holes from the surface into the mine workings, on a systematic basis, and filling the remnant voids with an appropriate grout mix.  If it has been impossible to obtain accurate details of the layout and extent of the workings, then the zone beneath the intended structure can be subjected to consolidation grouting.  The grouts used in these operations commonly consist of cement, fly-ash and sand mixes, economy and bulk being their important features.  Gravel may be used as a bulk filler where a large amount of grout is required for treatment. Alternatively, foam grouts can be used.  If the workings are still more or less continuous, then there is a risk that grout will penetrate the bounds of the zone requiring treatment.  In such instances, dams can be built by placing gravel down large diameter drillholes around the periphery of the site.  When the gravel mound has been formed it is grouted.  Then, the area within this barrier is grouted. If the old workings contain water, then a gap should be left in the dam through which water can drain as the grout is emplaced.  This minimizes the risk of trapped water preventing the voids being filled.  As bulk grouting results in a significant change in mass permeability, consideration must be given to the implications of such treatment on groundwater flow. The adequacy of the infilling can be assessed by the quantities of grout injected, the use of water absorption tests and/or downhole cameras.

An example of a grout treated area is provided by the A1 trunk road approach to the Tyne Bridge in Gateshead in north east England.  The road is carried on a viaduct, which is a pre-stressed concrete structure with support piers founded in sandstone, each pier carrying some 2000 tonnes.  Generally, the sandstone was recorded at 0.6 to 4.9 m depth but was not present in some areas where it was believed that quarrying had taken place in the past.  Five coal seams were present beneath the sandstone. After the site investigation, it was considered that the risk of surface subsidence due to void migration from the High Main seam was low but that the stress on the pillars and the seatearth beneath could result in some subsidence damage. In view of the relatively high risk structure involved, it was decided to pressure grout the workings in the High Main seam, although the seams below were not treated. A perimeter wall some 1675 m in length was formed to contain the grout. This barrier consisted of approximately 2300 m3 of grout, the mix being 1 part cement, 2.5 parts fly-ash, 10.5 parts sand and 0.1 parts bentonite.  Infilling within the perimeter wall took 2850 m3 of grout using a mix of 1 part cement, 5 parts fly-ash and 18 parts sand.  The groutholes were set out at approximately 3 m intervals and provided an 18 m wide treated area beneath each pier.   After completion of the infill grouting, the discontinuities in the overlying sandstone were grouted with a 1:1 mix of cement and fly-ash at a pressure of 275 kPa.  The adequacy of the grouting was determined by injecting water into the last holes. As full returns resulted, it was assumed that the grouting exercise had been satisfactory.

The injection of sand-grout mixtures may be used to fill fractured rock.  Zones of fractured rock and small voids formed by roof collapse need to be stabilized to provide support to the remaining roof and prevent further void migration.

Drillholes are usually first drilled down to the workings, or at least 2 to 3 metres below the floor of the workings. Gravel may be added if a large void is encountered, or the seam is dipping, thus a mound is formed that supports the roof, the gravel then is grouted. Next, grouting is carried out from the drillhole. The boreholes are simply grouted if no voids are encountered, the basic concept being to create a series of grouted columns, thereby strengthening the ground. The technique is applied most successfully where roof subsidence has not occurred to any significant degree.

If the roofs of old pillar and stall workings occur within 5 m of the formation level of a projected road, then the whole of the underlying ground should be excavated to the floor level of the workings. Where the stalls are occupied by debris that has collapsed as a result of void migration, then the depth of excavation can be reduced and the debris compacted.  Any galleries that open into a cutting should be sealed with a concrete wall and clay plug to prevent water subsequently draining onto the carriageway.  If the roofs of workings occur at a greater depth than 5 m below formation level of a road, then a reinforced concrete slab, some 200 mm in thickness, can be placed immediately below the base, replacing sub-base material.  The slab should extend approximately 1.2 m beyond the carriageway.  Alternatively, the workings may be grouted.  More recently, steel mesh reinforcement or geonets have been used in road construction over areas of potential mining subsidence.  If a void should develop under a road, then the reinforcing layer is meant to prevent the road from collapsing into the void.  Any surface depression that occurs in the road suggests the presence of a void.  It can be investigated and, if required, remedial measures taken.

 

Treatment and capping of old mine shafts

Centuries of mining in many countries have left behind a legacy of old shafts.  Unfortunately, many, if not most, are unrecorded or are recorded inaccurately. For example, as many as 10 000 unrecorded coal mine shafts are believed to exist in Britain. In addition, there can be no guarantee of the effectiveness of shaft treatment unless it has been carried out in recent years. Shafts represent an environmental hazard in that they may collapse or emit noxious gases or acid mine drainage waters.  The location of a shaft is of importance as far as the safety of an existing or future structure is concerned for although shaft collapse is fortunately an infrequent event, its occurrence can prove disastrous. One of the worst disasters in England occurred in 1945 at Abram, near Wigan, Lancashire. A train with several wagons was being shunted across a goods yard when a shaft opened up and swallowed it. Neither crew, train nor wagons were recovered. 

The shape of the shafts and mode of lining the walls were governed mainly by mining custom. For example, in most coalfields in England the shafts were circular, while in Wales they were elliptical and where necessary the walls of the shafts were lined with stone or brickwork. Iron tubbing at times was used for lining shafts.  In Scotland the shafts usually were rectangular and often lined with wood. Shaft diameters ranged from about 2 to 5 m, and the maximum side of rectangular shafts ranged from 2 to 6 m. Shafts that were used solely for ventilation and pumping were usually smaller in cross-section than winding shafts.

Shafts often were capped with wrought iron domes and turfed over, or trees were dropped into a shaft to form a bridge, on top of which fill was placed.  More usually, a wooden platform was laid across the buntons some 3 to 15 m below the surface and topped up with fill. With time the wood decayed to expose an open shaft. In the nineteenth century stronger wooden rafts were laid across the shaft void and projected outside its perimeter.

If shafts were filled, it frequently was undertaken in a haphazard manner without regard for the future. Many shafts were filled with unsuitable material, that at hand being the most obvious, for instance, rails, timbers, bogies, scrap metal and mine waste were used. This rarely meant that the shaft was filled properly, bridging and the formation of voids usually occurring. Such fills are capable of sudden collapse. Generally, no attempt was made to seal shafts from the workings, which after a mine was abandoned frequently became waterlogged. In such instances, fine fill is likely to flow into the workings with the result that a cavity is produced in the shaft. With time the plug above the cavity is denuded until eventually the remnant collapses.

The location of a shaft, as mentioned, is of great importance as far as the safety of structures is concerned.  Moreover, from the economic point of view the sterilization of land due to the suspected presence of a mine shaft is unrealistic. The number of shafts per mine varied, indeed some shallower coal mines had as many as 10 shafts giving easy access to all parts of the workings.  On the other hand, some deep mines had only one shaft.  If the function of a shaft is known, it may be possible to guess its proximity to other shafts.  For example, pumping shafts sometimes occur within a metre or so of each other.  Again in Britain, in the latter half of the eighteenth century ventilation shafts for coal mines were connected to the main shaft and at the surface could be from 2 to 8 m away from the latter.  After 1863 the legal minimum distance between two shafts had to be 10 feet (3 m), and this was increased to 41 feet 6 inches (13.6 m) in 1887.

The ground about a shaft may subside or, worse still, collapse suddenly.  Collapse of filled shafts can be brought about by deterioration of the fill, which is usually due to adverse changes in groundwater conditions, or to the surrounding ground being subjected to vibration or overloading.  In addition, ground movements attributable to more recent mining, notably longwall mining in the case of coal, may trigger shaft failure.  Collapse at an unfilled shaft usually is due to the deterioration and failure of the shaft lining, the older the shaft, then the more likely it is to fail.  Shaft collapse may manifest itself at the surface as a hole roughly equal to the diameter of the shaft if the lining remains intact or if the ground around the shaft consists of solid rock.  More frequently, however, shaft linings deteriorate with age to a point at which they are no longer capable of retaining the surrounding material.  As far as the geological conditions surrounding a shaft are concerned, the geomechanical properties of the cover rocks, the groundwater conditions and the possibly the geological structures influence the stability of shafts.  In particular, if superficial deposits surround a shaft that is open at the top, the deposits are likely to collapse into the shaft at some point in time and thereby form a crown hole at the surface.  The thicker these superficial deposits are, the greater will be the dimensions of the crown hole .  Such collapses may affect adjacent shafts if they are interconnected. 

Abandoned mine shafts may or may not have a surface expression, in the former instance this may be a circular depression.  In the latter case an investigation is needed to locate the shaft(s). The search for old shafts on land that is about to be developed should not be confined to the site itself but should extend beyond it for a sufficient distance to find any shafts that could affect the site if a collapse occurred.  An investigation should include a desk study involving a survey of maps, literature, and remote sensing imagery and aerial photographs.  The principal sources of information include plans of abandoned mines, geological records of shaft sinking, all available editions of topographic and geological maps, imagery, aerial photographs, archival and other official records.  For example the use of aerial photographs was used to help locate abandoned shafts in the coal mining district of East Limburg, the Netherlands.  Fortunately, aerial photographs were available from 1935 onwards and the older photographs proved more useful since much land has been built over in more recent years.  They found that digital enhancement of the photographs helped identification and exact determination of shaft location. 

Because of their different heat capacities, mine shafts and the surrounding ground are likely to exhibit temperature differences, mine shafts generally being cooler for much of the year but warmer during winter. Consequently, airborne thermal images (e.g. Airborne Thematic Mapper, ATM, imagery) may be used to detect the presence of an anomaly caused by a mine shaft. However, the situation is not always straightforward and may be complicated by a number of factors.  Obviously, the moisture content of the ground around a shaft affects its temperature, as does the nature of the surface vegetation, which tends to act as a thermal blanket.  Wetter ground tends to be cooler than drier ground and mining disturbed ground often gives rise to changes in vegetation. Old shafts can either drain surface waters or provide spring sources for rising mine water and thereby be responsible for localized changes in groundwater flow.  Any discard from a mine around a shaft or discard mixed with soil has an affect on soil chemistry that, in turn, can affect vegetation.  Changes in the density of soil, caused by soil mixing or soil disturbance, affects the thermal inertia of the soil, that is, its resistance to temperature change. Furthermore, the oxidation of mine gasses as they escape from a mine shaft leads to an increase in temperature of a degree or so.  However, barometric pressure has an influence on the emission of gas in that high pressure inhibits its escape. Direct observation of surface temperature differences can be made with thermometers such as the digital thermometer and the precision radiation thermometer.  Both have a resolution of around 0.1°C.

 

Drilling platform

Where a site is considered potentially dangerous, in that shaft collapse may occur, or where obstructions prevent the use of earthmoving equipment, a light mobile rig can be used to drill exploratory holes.  The rig should be placed on a platform or girders long enough to give protection against shaft collapse.  Since many old shafts have diameters around 2 m or even less, drilling should be undertaken on a closely spaced grid.  Rotary percussion drilling can be done quickly and the holes can be angled.  Changes in the rate of penetration may indicate the presence of a shaft or the flush may be lost.  Significant differences in the depth of unconsolidated material may indicate the presence of a filled shaft or the fill may differ from the surrounding material.

 

Shaft characteristics

Once a shaft has been located, the character of any fill occurring within it needs to be determined.  A drillhole alongside the shaft to determine the thickness of the overburden and the stratal succession, especially if the latter is not available from mine plans, proves very valuable.  In particular, in old coal mines the positions of the seams may mean that mouthings open into the shaft at those levels.  It also is important to record the position of the water table and, if possible, the condition of the shaft lining. 

If the depth is not excessive and the shaft is open, it can be filled with suitable granular material.  The lower part, approximately five times the shaft diameter, should be filled with non-degradable, open graded hardcore or boulders that do not exceed 330 mm in diameter.  This will allow for drainage of mine water or groundwater without the loss of fill material.  The remainder of the shaft usually is filled with uniform granular crushed rock or gravel.  Excess fill material may be required during the filling process to use for any subsequent consolidation and settlement.  The top of the fill should be compacted.  Where more than one shaft is to be filled, then the filling should be carried out simultaneously so as to reduce the chance of inducing collapse. Alternatively, if the exact positions of the mouthings in an abandoned open shaft are known, then these areas should be filled with gravel and grouted, the rest of the shaft being filled with mine waste.  However, the latter will tend to consolidate much more than will gravel. If, as is more usual, the shaft is filled with debris in which there are voids, then these should be filled with pea gravel and grouted.  The types of grout may vary but usually consist of cement, sand and pulverized fly ash, or polymer mixes.  In general, shafts that are up to 2 m in diameter can be grouted successfully with one central grout hole whereas shafts that have larger diameters up to 6 m may require five or more holes, grouting being carried out in stages. Grouting is necessary when structures are to be located over or in close proximity to abandoned shafts, or when it is not possible to cap a shaft at rockhead due to thick overburden.

 

Reinforced shaft caps

A reinforced concrete capping commonly is used to cover a shaft. The concrete capping should take the form of an inverted cone.  The zone immediately beneath the capping is grouted.  The cap width normally is twice the internal diameter of the shaft and is located at or below rockhead. Cap thicknesses are variable but should not be less than 0.5 m. A cap should be marked suitably by a permanent marker so that it can be easily located and identified.  Hazards such as subsidence, mine water and gas emissions also need to be considered, and it may be necessary to vent a cap to prevent concentrations of gas.

 

Safe limits

Obviously, the easiest way to deal with old mine shafts is to avoid locating structures in their immediate vicinity.  Nevertheless, for practical purposes it is necessary to define a safe limit around a mine shaft, that is, a distance from the shaft, beyond which damage to a property will not occur in the event of shaft collapse. This is not an easy task since the stability of an individual shaft is controlled by a number of factors including the type of mining that went on and the geological conditions around the shaft. In addition, a consideration of the long-term stability of shaft linings is required, as well as consideration of the effects of increased lateral pressure due to the erection of structures nearby. Because of the possible danger of collapse and cratering it was recommended in Britain that the minimum distance for siting buildings from open or poorly filled shafts should be twice the thickness of the superficial deposits up to a depth of 15 m, unless they are exceptionally weak.  Alternatively, a safety zone around a shaft should have dimensions that may be subtended by an angle of 45° to the surface from the sides of the shaft where it intersects rockhead.  Protective sheet piles or concrete walls can be constructed around shafts to counteract cratering, but such operations should be carried out with due care to avoid shaft disturbance or collapse.

 

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Engineering Group Working Party on Geological Hazards